The Securities and Exchange Commission is accusing an Appleton-area investor of misleading clients.  The investor has been accused of misleading clients into making risky investments without their knowledge.  The amount of money that has been lost in this case has not been publicly stated by the SEC, but it is estimated that the number could be in the several millions of dollars.  It has also been claimed that the investor took over a million dollars in kick-backs in relation to investing client money in a life insurance policy without their knowledge. 

The investor has claimed no wrong doing in this situation. The investor has claimed that he is completely cooperating with the SEC in this matter.

If you or someone you know is facing criminal charges, contact the Appleton criminal defense attorneys of Kohler, Hart & Priebe, LLP at 888-565-7597.